Job Description

Job ID:  20250045 C(A48)AH

Position: Compliance Officer

Company background: Financing Services Company

Salary: MYR4,000 – MYR8,000

Working location: Petaling Jaya, KL

Working day Mon - Fri

Working hours 9am to 6pm

Our client is an exciting FinTech startup revolutionizing access to funding through its peer-to-peer (P2P) financing platform. As the company grows, they're looking for a motivated, curious, and driven compliance talent to join them and help ensure regulatory excellence across operations.

🎯 Ideal for early to mid-career professionals in compliance who want to learn fast, grow professionally, and build their expertise in FinTech regulations.

Job Responsibilities

🔍 Key Responsibilities

📚 Regulatory Support & Monitoring

• Assist in ensuring compliance with laws and regulations (e.g., SC, BNM, AMLA, P2P guidelines).
• Monitor regulatory changes and help revise internal policies or workflows.
• Support in preparing regulatory reports and documentation.

🧾 Policy & Documentation

• Assist in drafting and maintaining compliance-related policies and procedures.
• Ensure policies are distributed and understood by relevant teams.

✅ Daily Compliance Checks

• Perform onboarding/KYC reviews, AML checks, and screening.
• Update compliance-related data and documentation records.

⚠️ Compliance Risk Awareness

• Coordinate with internal teams (Shariah, risk, ops) to identify and flag compliance issues.
• Help document compliance risks and support in mitigation actions.

🧠 Training & Awareness

• Assist in organizing training and knowledge-sharing sessions.
• Stay current on relevant regulations and share updates with colleagues.

📋 Audit & Internal Checks

• Prepare materials for internal audits or external inspections.
• Maintain compliance logs and records for transparency.

🤝 Regulator & Advisor Coordination

• Support communication with regulatory bodies and external consultants.
• Assist in regulatory audits with guidance from senior management.

Job Requirements:

✅ Basic Qualifications

• A degree or professional qualification from an institution recognised by the government of Malaysia with at least 3 years of relevant experience in the financial industry; or
• A relevant diploma from an institution recognised by the government of Malaysia with at least 5 years of relevant experience in the financial industry.
• Strong foundation in compliance mechanisms and awareness of local regulatory environment.
• Exposure to AMLA, KYC, Sanctions, or SC’s P2P guidelines is a plus.

🌟 Bonus Traits

• Curious, proactive, and eager to learn.
• Excellent documentation and communication skills.
• Organized and capable of managing multiple priorities.
• Passionate about FinTech and adaptable to startup culture.

Interest parties may wish to send in your resume to huiling.aik@nalagroups.com

or whatapps for more details at http://wa.me/60147362581